401(k) Fridays Podcast

Introduction The 401(k) Fridays podcast offers companies of all sizes free strategic, educational and actionable content to improve  their retirement plans.  My name is Rick Unser and I am your host.  All episodes leverage my nearly two decades of experience working with employers to bring you candid interviews with industry experts, new best practices and valuable perspectives on current events. Episode Description We have a great episode to share with you today and it is a must listen if you are concerned about a DOL investigation of your 401(k) plan.  Our conversation is full of great information about how the DOL operates and how DOL investigations are triggered.  Be sure to listen for important steps you should take if you receive a  letter notifying you of a DOL investigation.  Finally, we close out the conversation with some recommendations and best practices to help avoid DOL investigations and minimize the severity of potential findings.   Guest Bio My guest is Sam Henson, VP – Director of Legislativ