Ropes & Gray Podcasts
Podcast: Fully Invested: SEC Requests
- Author: Vários
- Narrator: Vários
- Publisher: Podcast
- Duration: 0:14:38
- More information
Informações:
Synopsis
: In this episode of Fully Invested, Ropes & Gray asset management attorneys Nicole Krea, Jessica Marlin, and Nicole Horowitz, and litigation & enforcement attorney Matt McGinnis introduce listeners to the contours and typical lifecycles of SEC examinations for registered investment advisers.
